4 ELR 20094 | Environmental Law Reporter | copyright © 1974 | All rights reserved


Bonelli Cattle Co. v. Arizona

No. 72-397 (U.S. December 17, 1973)

Under federal common law, title to land first submerged by erosion and then re-exposed by stream channelization of the Colorado River vests in the plaintiffs as riparian land owners rather than in Arizona as owner of the riverbed. An analysis of the interests of the parties in the land compels the conclusion that the surfacing should be treated as an accretion rather than an avulsion, and neither the equal-footing doctrine nor the Submerged Lands Act abrogates the federal law of accretion and supports the state's claim to title under state property law. The state supreme court's decision is reversed and remanded.

A dissent argues that the majority has wrongly interpreted and applied the equal-footing doctrine, and thereby reached a result wholly inconsistent with the policy underlying that principle. Under the Court's decision, the dissent contends, the original 13 states are free to develop and apply their own rules of property law to govern conflicting claims for exposed river beds, whereas states admitted after 1789 are bound by federal common law, and thus are not in actuality on equal footing with the original states.

Counsel for Plaintiffs
Elmer C. Coker
Leonard C. Langford
Suite J, Luhrs-Central Building
132 South Central Avenue
Phoenix, Arizona 85004

Counsel for Defendants
Gary K. Nelson Attorney General
Dale R. Shumway Asst. Attorney General
State Office Building
1632 W. Adams Street
Phoenix, Arizona 85007

Counsel for Amicus Curiae State of California
Evelle J. Younger Attorney General
Jay L. Shavelson Asst. Attorney General
Warren J. Abbott
Jerold A. Krieger Deputy Attorneys General
6000 State Building
San Francisco, California 94102

Counsel for Amicus Curiae United States of America
Erwin N. Griswold Solicitor General
Kent Frizzell Asst. Attorney General
Edmund B. Clark
Carl Strass
Department of Justice
Washington, D.C. 20530

Counsel for Amicus Curiae Santa Fe Pacific R.R. Co.
Philip W. Von Ammon
Fennemore, Craig, Von Ammon & Udall
900 First National Bank Building
411 N. Central Avenue
Phoenix, Arizona 85004

MR. JUSTICE REHNQUIST took no part in the consideration or decision of this case.

[4 ELR 20094]

MR. JUSTICE MARSHALL delivered the opinion of the Court.

The question for decision is whether title to land abandoned by the stream of the Colorado River as a result of a federal rechanneling projects vests in the State, as owner of the beds under navigable streams within its borders, or in petitioner, as the owner of land riparian to the river at the time of its rechanneling.

The circumstances that give rise to this case are as follows. In 1910, the subject land was conveyed by federal patent, as part of a larger parcel, to the Santa Fe Pacific Railroad Company. A survey conducted in 1905 and 1906, and approved by the Surveyor General of the United States in 1906, indicates that as of the date of the patent, the Santa Fe parcel abutted the east bank of the Colorado River.1 Upon admission to the Union in 1912, Arizona, succeeded the Federal Government to title to the bed of the Colorado River. The exact location of the river in 1912 in relation to the subject property is unclear from the record, but it is generally agreed that between 1903 and 1959 (when it was rechanneled) the river moved gradually eastward, eroding its east bank and depositing alluvion on its west bank, resulting in the submergence by erosion of the subject land. As the river crept eastward, the boundary between upland owners and the state-owned riverbed moved mechanically with it, transferring title to the lands which became part of the riverbed to the State. The operation of the Hoover Dam, begun in 1938, reduced the flow of water in the Colorado River and substantially decreased its annual flood stage high-water mark. Nonetheless, by 1955, when the Bonelli Cattle Co. acquired title to the subject portion of the original Santa Fe grant, all but 60 acres in the southeast corner of its parcel was covered by water. In 1959, a federal Bureau of Reclamation Project deepened and rechanneled the Colorado River in the area of the subject land, thereby confining the stream of the river to a substantially reduced portion of the Bonelli property.2

In 1962, the Bonelli Cattle Co. filed the instant action to quiet title to the land from which the river had withdrawn as a result of the federal rechanneling project. The state trial court granted judgment for Bonelli and against the State of Arizona. The Arizona Court of Appeals, the State's intermediate appellate court, affirmed, upholding Bonelli's contention that if the changes in the river were accretrive, the surfaced land belonged to Bonelli, as a riparian owner, and if the change were avulsive, the land nonetheless belonged to [4 ELR 20095] Bonelli under the doctrine of re-emergence.3

The Arizona Supreme Court reversed,4 holding that under the equal footing doctrine and the Submerged Lands Act, Arizona holds title to the beds of all navigable waters within its borders and thus to the subject land as a result of the gradual eastward movement of the river. The Arizona Supreme Court found that, because the federal rechannelization project was an "engineering relocation of the waters of the river by artificial means," it was, under state law, an avulsive change, which did not divest the State of its title to the exposed land which had formerly been part of the riverbed. The court denied rehearing and, in a supplemental opinion, clarified the extent of the dry land owned by the State.5 It held that the high-water mark of the river, to which the State's ownership extends, was fixed by the natural state of the river as it existed in 1938, before the operation of Hoover Dam.6 We granted certiorari, 410 U.S. 908 (1972). We hold that the ownership of the subject land is governed by federal haw, and that the land surfaced by the narrowing of the river channel belongs not to the State as owner of the rivedbed but to Bonelli, as riparian owner.We need not, therefore, reach the question of whether the Arizona Supreme Court properly determined the average high-water mark of the river.

I

The first issue we must decide is whether state or federal law governs this controversy. The State of Arizona claims title to the subject lands by virtue of the equal footing doctrine7 and the Submerged Lands Act,8 the basic principles of which are as follows. When the original colonies ratified the Constitution, they succeeded to the Crown's title and interest in the beds of navigable waters within their respective borders. As new States were forged out of the federal territories after the formation of the Union, they were "admitted with the same rights, sovereignty, and jurisdiction . . . as the original States possess within their respective borders." Mumford v. Wardwell, 73 U.S. (6 Wall.) 423, 436 (1867). Accordingly, title to lands beneath navigable waters passed from the Federal Government to the new States, upon their admission to the Union, under the equal footing doctrine. See, e.g., Pollard's Lessee v. Hagan, 44 U.S. (3 How.) 212 (1845); Shively v. Bowlby, 152 U.S. 1 (1893); Weber v. Board of Harbor Comm'rs, 85 U.S. (18 Wall.) 57, 65-66 (1873).

In order for the States to guarantee full public enjoyment of their navigable watercourses,9 it has been held that their title to the bed of a navigable river mechanically follows the river's gradual changes in course. See Oklahoma v. Texas, 268 U.S. 252 (1925). Thus, where portions of a riparian owner's land are encroached upon by a navigable stream, under federal law, the State succeeds to title in the bed of the river to its new high-water mark.

The Submerged Lands Act of 1953 did not disturb these doctrines or their inherent limitations. The Act merely confirmed the State's pre-existing rights in the beds of the navigable waterways within their boundaries by, in effect, quitclaiming all federal claims thereto. And, consonant with the above described common-law doctrine concerning title to the bed of a river that has shifted course, the Submerged Lands Act quitclaims all federal rights to title to lands beneath the navigable streams, as "hereafter modified by accretion, erosion, or reliction." 43 U.S.C. § 1301 (a)(1).

The State of Arizona asserts title to the subject land on the basis of the following application of these principles. When Arizona achieved statehood in 1912, it assumed title to the land beneath the stream of the Colorado River, by virtue of the equal-footing doctrine.10 It subsequently acquired title to the subject lands when they were submerged by the river's eastward movement. The State asserts that once having acquired title, it was not divested of its proprietary interest in the land by the subsequent witndrawal of the water due to the rechanneling of the river.

Having concluded that title to the subject lands was thus vested in the State as a matter of settled federal law, the state courts determined that local law controlled whether petitioner, as a riparian owner, had any interest in the land thereafter. As the Court said in Arkansas v. Tennessee, 246 U.S. 158, 176 (1917), "[I]t is for the State to establish for themselves such rules of property as they deem expedient with respect to the navigable waters within their borders and the riparian land adjacent to them . . . ."

We continue to adhere to the principle that it is left to the States to determine the rights of riparian owners in the beds of navigable streams which, under federal law, belong to the State. But this doctrine does not require that state law govern the instant controversy. The issue before us is not what rights the State has accorded private owners in lands which the State holds as sovereign; but rather, how far the State's sovereign right extends under the equal-footing doctrine and the Submerged Lands Act — whether the State retains title to the lands formerly beneath the stream of the Colorado River or whether that title is defeasible by the withdrawal of those waters. As this Court observed in Borax, Ltd. v. Los Angeles, 296 U.S. 10, 22 (1935): "The question as to the extent of a federal grant, that is to the limit of the land conveyed, is necessarily a federal question; . . . it involves the ascertainment of the essential basis of a right asserted under federal law."

Arkansas v. Tennessee, supra, and the cases cited therein are not to the contrary. In Arkansas v. Tennessee, for example, we held that federal law governed the question of how far into the river channel a State held title. Only then did this Court turn to state law to determine whether riparian owners had been accorded any rights in that land. But even the State's disposition [4 ELR 20096] of its submerged land vis-a-vis private owners was to be "in each case limited by the interstate boundary," a matter determined by federal law. 246 U.S., at 176. Similarly, in Shively v. Bowlby, 152 U.S. 1 (1893), the Court held that under settled federal law, the tidelands there at issue belonged to the State in its sovereign capacity, hence whether the State had accorded riparian owners any interests in the tidelands properly remained a matter of local law; "if [the States] choose to resign rights which properly belong to them in their sovereign capacity, it is not for us to raise objection." 152 U.S., at 43. In Barney v. Keokuk, 94 U.S. (4 Otto) 324, 338 (1876), the Court left it to the States to decide whether to accord title to the land beneath nontidal navigable waters to riparian owners after recognizing that under federal law such lands belong to the States. See also, Scott v. Lattig, 227 U.S. 229, 242 (1913).

The present case, however, does not involve a question of the disposition of lands, the title to which is vested in the State as a matter of settled federal law. The very question to be decided is the nature and extent of the title to the bed of a navigable stream held by the State under the equal-footing doctrine and the Submerged Lands Act. In this case, the question of title as between the State and a private landowner necessarily depends on a construction of a "right asserted under federal law."11

II

We cannot accept the State's argument that the equalfooting doctrine supports its claim to the disputed land. Historically, title to the beds beneath navigable waters is held by the sovereign, Barney v. Keokuk, 94 U.S. (4 Otto) 324, 338 (1876), as a public trust for the protection of navigation and related purposes.

"Title to the lands under water inures to the state in which they are situated . . . . Such title is held in trust for the public purposes of navigation and fishery." Hardin v. Jordan, 140 U.S. 371, 381 (1891); See United States v. Kansas City Life Ins. Co., 339 U.S. 799, 808 (1950).

As this Court observed in an earlier federal water law case:

"Such waters are incapable of ordinary and private occupation, cultivation and improvement; their natural and primary uses are public in nature, for highways of navigation and commerce, domestic and foreign and for the purpose of fishing." Shivley v. Bowlby, 152 U.S. 1, 11 (1893).

The State's title is to the "riverbed as a bed,"12 and the State of Arizona will continue to hold title to the bed beneath the Colorado River to its present high-water mark. But the exposed land involved here is no longer, as described in Shively "incapable of ordinary and private occupation whose primary uses are public in nature, for highways of navigation."13 The equalfooting doctrine was never intended to provide a State with a windfall of thousands of acres of dry land exposed when the main thread of a navigable stream is changed.14 It would be at odds with the fundamental purpose of the original grant to the States to afford a State title to land from which a navigable stream had receded unless the land was exposed as part of a navigational or related public project of which it was a necessary and integral part or unless, of course, the artificial accretion was somehow caused by the upland owner himself. There has been no showing that the rechannelization project was undertaken to give the State title to the subject lands for the protection of navigation or related public goals.15 Indeed, the State of Arizona did not participate in the rechannelization of the Colorado River, although it had implicitly assented to the project.16

The advance of the Colorado's waters divested the title of the upland owners in favor of the State in order to guarantee full public enjoyment of the watercouse. But, when the water receded from the land, there was no longer a public benefit to be protected; consequently, the State, as sovereign, has no need for title. That the [4 ELR 20097] couse of the recession was artificial, or that the rate was perceptible, should be of no effect.

Nor does the Submerged Lands Act17 provide a basis for the State's claim to the subject lands. The Arizona Supreme Court incorrectly construed this Act as a grant by Congress to the States of lands "formerly beneath navigable waters."18 The Act did not abrogate the federal law of accretion, but defined lands beneath navigable waters as being those covered by streams as "hereafter modified by accretion, erosion, and reliction."19 Contrary to the implication raised by the Arizona Supreme Court, the Submerged Lands Act creates no new rights for the States in the beds of their inland waterways. The Act is not a grant of title to land by only a quitclaim of federal proprietary rights in the beds of navigable waterways.20 The Act specifically excepts from its scope lands lawfully conveyed or patented by the United States.21 Since the Act does not extend to the States any interest beyond those afforded by the equal-footing doctrine, the State can no more base its claim to lands unnecessary to a navigational purpose on the Submerged Lands Act than on that doctrine.

III

The question remains as to who owns the subject land under the applicable federal common law. It is, of course, clear that the State of Arizona did hold title to the subject property before the waters of the river receded. Both the State and the Solicitor General of the United States as amicus curiae, urge that the federal common-law doctrine of avulsion is applicable and thus that the State remains holder of title in the former riverbed. Bonelli, the only private claimant, argues that the narrowing of the river course should properly be characterized as an artificial accretion, hence that the disputed land, which had originally been lost from the Bonelli parcel to the river by erosion, should once again belong to it as the riparian owner.

Federal law recognizes the doctrine of accretion whereby the "grantee of land bounded by a body of navigable water acquires a right to any gradual accretions formed along the shore." Hughes v. Washington, 389 U.S. 290, 294 (1968); accord, Jones v. Johnston, 59 (18 How.) U.S. 150, 156 (1855). When there is a gradual and imperceptible accumulation of land on a navigable river bank, by way of alluvion or reliction, the riparian owner is the beneficiary of title to the surfaced land:

"It is the established rule that the riparian proprietor of land bounded by a stream, the banks of which are changed by the gradual and imperceptible process of accertion or erosion, continues to hold the stream as his boundary; if his land is increased he is not accountable for the gain, and if it diminished he has no recourse for the loss." Philadelphia Co. v. Stimson, 223 U.S. 605, 624 (1912).

There are a number of interrelated reasons for the application of the doctrine of accretion. First, where lands are bounded by water, it may well be regarded as the expectancy of the riparian owners that they should continue to be so bounded.22 Second, the quality of being riparian, especially to navigable water, may be the land's "most valuable feature" and is part and parcel of the ownership of the land, itself. Hughes v. Washington, 389 U.S., at 294; Yates v. Milwaukee, 77 U.S. (10 Wall.) 497, 504 (1870). Riparianness also encompasses the vested right to future alluvion, which is an "essential attribute of the original property." County of St. Clair v. Lovingston, 90 U.S. (23 Wall.) 46, 68 (1874). By requiring that the upland owner suffer the burden of erosion and by giving him the benefit of accretions, riparianness is maintained. Finally, there is a compensation theory at work. Riparian land is at the mercy of the wanderings of the river. Since a riparian owner is subject to losing land by erosion beyond his control, he should benefit from any addition to his lands by the accretions thereto which are equally beyond his control. County of St. Clair v. Lovingston, 90 U.S. (23 Wall.), at 68 (1874). The effect of the doctrine of accretions is to give the riparian owner a "fee determinable upon the occupancy of his land by the river and [to afford] the state a title to the riverbed [which is] likewise a qualified fee, determinable in favor of the riparian upon the abandonment of the bed by the river."23

The doctrine of accretions applies to changes in the river course due to artificial as well as natural causes. County of St. Clair v. Lovingston, 90 U.S. (23 Wall.), at 64-69 (1874); United States v. Claridge, 416 F.2d 933 (CA9 1969), cert. denied, 397 U.S. 961 (1970) (changes in the Colorado River's course, caused by the construction of Hoover Dam, are accretive). Where accretions to riparian land are caused by conditions created by strangers to the land, the upland owner remains the beneficiary thereof.24

But the federal law is otherwise where "a stream suddenly and perceptively abandons its old channel." Philadelphia Co. v. Stimson, 223 U.S., at 624-625. Such an avulsive change does not affect title and the boundary established by the former river stream remains at that line, even if the result is to cut off a land owner's riparian rights. St. Louis v. Rutz, 138 U.S. 226, 245 (1891). The rationale for the doctrine of avulsion is a need to mitigate the hardship that a shift in title caused by a [4 ELR 20098] sudden movement of the river would cause the abutting land owners were the accretion principle to be applied. As this Court observed in Nebraska v. Iowa, 143 U.S. 359, 362 (1892):

"[When] in deserting its original bed, the river forces for itself a new channel in another direction, then the nation through whose territory the river thus breaks its way, suffers injury by the loss of territory greater than the benefit of retaining natural river boundary, so that the boundary remains in the middle of the deserted riverbed."

The Arizona Supreme Court held that because the rechanneling of the Colorado River was an "engineering relocation of the waters of the river by artificial means," it was, under state law, an avulsion and did not divest the State of title to the land from which the river had withdrawn. But federal law must be applied with a view towards the limited nature of the sovereign's rights in the riverbed, and an analysis of the interests of the State and Bonelli, in light of the rationales for the federal common-law doctrines of accretion and avulsion, compels the conclusion that, as between the State, as owner of the riverbed, and Bonelli, as a riparian owner, the surfacing of the subject land should be treated an accretion; hence title to the disputed land should be vested in Bonelli.

The rationale for the application of the doctrine of avulsion is not applicable to this dispute because of the limited interests of the State in the subject property. The Federal Government, which holds a paramount navigable servitude in the river,25 determined that it was too wide and shallow to permit navigation in the area of the subject land, and that the river therefore needed to be deepened and rechannelled. The resulting changes in the river's thread actually enhanced the State's interest in the navigability of the river. The State's acquisition of the exposed land here could only be a windfall, since unnecessary to the State's purpose in holding title to the beds of the navigable streams within its borders.26 Accordingly, the narrowing of the river and vesting of title to the surfaced land in riparian owners does not detract from the State's legitimate interest in title to the riverbed,27 so as to require mitigation of the accretion principle by application of the doctrine of avulsion.

The policies behind the doctrine of accretion are, however, fully applicable. Accretion theory guarantees the riparian character of land by automatically granting to a riparian owner title to lands which form between his holdings and the river and thus threaten to destroy that valuable feature of his property. The riparian owner is at the mercy not only of the natural forces which create such intervening lands, but also, because of the navigational servitude, of governmental forces which may similarly affect the riparian quality of his estate. Accordingly, where land cast up in the Federal Government's exercise of the servitude is not related to furthering the navigational or related public interests, accretion theory should provide a disposition of the land as between the riparian and the State. See Michaelson v. Silver Beach Impr. Assn., 342 Mass. 251, 173 N.E.2d 273 (1961).

Similarly, riparian lands may suffer noncompensable losses or be deprived of their riparian character altogether by the State or Federal Government in the exercise of the navigational servitude. In compensation for such losses, land surfaced in the course of such governmental activity should inure to the riparian owner where not necessary to the navigational project or its purpose. In the case before us, all of the subject land, which comprised a substantial portion of Bonelli's parcel, was lost to the State by erosion to serve the public interest in the navigability of the river. Now that the land has resurfaced in the process of rechannelization, it should return to the estate of the riparian owner.28

"No other rule can be applied on just principles. Every proprietor whose land is thus bounded [by a navigable stream] is subject to loss by the same means which may add to his territory, and as he is without remedy for his loss in this way he cannot be held accountable for his gain." New Orleans v. United States, 35 U.S. (10 Pet.) 662, 717 (1836).

Finally, recognition of the State's claim to the subject land would raise a serious constitutional issue as to whether the State's assertion of title is a taking without compensation, a question which we find unnecessary to decide on our view of the case. As MR. JUSTICE STEWART warned in Hughes v. Washington, 389 U.S. 290, 298 (1967) (concurring opinion):

"Although the state made no attempt to take accreted lands by eminent domain, it achieved the same result by effecting a retroactive transformation of private property into public property without paying for the privilege of doing so. The due process clause of the 14th Amendment forbids such confiscation by the state no less through its courts [4 ELR 20099] than through its legislature, and no less when a taking is unintended than when it is deliberate."

In the exercise of their navigational servitude, the State or Federal Government may decrease the value of riparian property without compensation because the property is held subject to the exercise of that servitude. The government may, without paying compensation, deprive a riparian of his common-law right to use flowing water, St. Anthonys Falls Water Power Co. v. St. Paul Water Comm'rs, 168 U.S. 349 (1847), or to build a wharf over the water, Shively v. Bowlby, 152 U.S. 1 (1893). We have held that the State may deprive the owner of the riparian character of his property in the exercise of its navigational servitude. United States v. Rands, 389 U.S. 121 (1967). But there is no claim here by the State that depriving petitioner of the subject land is necessary to any navigational or related purpose. Cf. United States v. River Rouge Impr. Co., 269 U.S. 411, 419 (1926); Colberg Inc. v. State, 67 Cal. 2d 408, 62 Cal. Rptr. 401, 432 P.2d 3 (1967), cert. denied, 390 U.S. 949 (1968). Moreover, what is involved in this case is not just the dimunition or elimination of riparian rights, but the State's attempt to completely divest all of petitioner's title and interest in the subject land. See Yates v. Milwaukee, 77 U.S., at 504.

IV

We hold that title to the subject land, which was exposed by the federal rechannelization of the Colorado River, is vested in petitioner, Bonelli Cattle Co. The judgment of the Supreme Court of Arizona is reversed and the case remanded for further proceedings not inconsistent with this opinion.

Reversed and remanded.

1. The federal patent to the Santa Fe Railroad conveyed a parcel of land in township 19 North of Range 22 West, described as follows:

"The lots one, two, three, four, five, six, the south half of the northeast quarter, the south half of the northwest quarter, the northeast quarter of the southwest quarter, and the southwest quarter of Section 3, containing five hundred eighty-nine and forty hundredths acres."

The map of the area, approved by the Surveyor General, indicates that, as of 1906, lots 5 and 6 of the Santa Fe parcel abutted the Colorado River. Petitioner, Bonelli Cattle Co., was deeded a parcel of land comprising roughly the eastern half of the original Santa Fe grant. The Bonelli deed described the subject property as the "East 1/2 [of] Section 3, excepting lot 2 thereof."

2. The rechannelization also surfaced a small useable pocket of land on the west bank of the Colorado River which was part of the Bonelli parcel. This land is not in Arizona by virtue of the Boundary Compact between Arizona and Nevada, approved by Congress at Pub. L. 87-50, 75 Stat. 93, hence is not involved in the present controversy.

3. Arizona v. Bonelli Cattle Co., 11 Ariz. App. 412, 464 P.2d 999 (1970).

4. Arizona v. Bonelli Cattle Co., 107 Ariz. 465 489 P.2d 699 (1971).

5. Arizona v. Bonelli Cattle Co., 108 Ariz. 258, 495 P.2d 1312 (1972).

6. Before the operation of Hoover Dam, the river's annual spring floods covered substantially more of the adjacent land than at any time thereafter. It is to the high-water mark of the river at this annual flood stage that the State of Arizona claims title.

7. See Joint Res. No. 8, To Admit the Territories of New Mexico and Arizona to the Union on an Equal Footing with the Original States, 37 Stat. 39 (1911).

8. 43 U.S.C. § 1301 et seq.

9. See discussion at post, pp. 8-10.

10. The Colorado River has been determined to be a navigable waterway, Arizona v. California, 283 U.S. 423 (1931), and once found to be navigable, it remains so. United States v. Appalachian Electric Power Co., 311 U.S. 377, 408 (1940).

11. Petitioner, Bonelli, and the Solieitor General of the United States, as amicus curiae, assert that this case should be governed by federal law for a different reason. In Hughes v. Washington, 389 U.S. 290 (1967), this Court held that where an upland property owner traced its title to a pre-statehood federal patent, the owner's right to accretions is a question of federal law. 389 U.S., at 292. We are here again concerned with the right to accretions conveyed by a prestatehood federal patent, but it is unclear whether, at the time of Santa Fe's patent, the portion of the land which ultimately became Bonelli's parcel, was actually riparian. Bonelli argues that its remote grantor, the Santa Fe Railroad, was given a patent by the United States which afforded it the right to riparian accretions as governed by federal law, and that it was expected that the river might wander within the parcel of land making parts thereof riparian which were not so at the time of the patent. Petitioner argues that its predecessor was therefore entitled to pass onto his successors all the rights he had in the property — including his riparian rights. We need not, however, decide whether Hughes compels the application of federal law to the controversy before us, because the State's claim in this case is premised on a construction of the federal equal-footing doctrine and the congressionally enacted Submerged Lands Act.

12. State v. Gill, 259 Ala. 177, 181, 66 So. 2d 141, 145 (1953). For a perceptive discussion of the historical antecedents for the sovereign's rights in the beds of navigable waterways and of the State's modern interests in those lands; see Lundquist, Artificial Accretions to Riparian Land: Extending the Doctrine of Accretions, 14 Ariz. L. Rev. 315 (1972).

13. 152 U.S., at 11.

14. The Supreme Court of Arizona relied on this Court's decisions in Goodtitle v. Kibbe, 50 U.S. (9 How.) 471 (1850), and Pollard's Lessee v. Hagan, 44 U.S. (3 How.) 212 (1845), for the proposition that a federal rechanneling project could not diminish the extent of the State's land holdings. Those decisions involved post-statehood federal patents of land covered by navigable waters at the time of statehood. This Court held only that since title to lands beneath navigable waters was vested in Alabama at statehood, the Federal Government did not thereafter own the subject lands, hence its attempted conveyance was void. The Court did not intimate that the operation of federal law could not diminish the State's title to lands formerly beneath navigable waters.

15. For a discussion of the navigational purpose limitation on the State's interest in the lands beneath its waterways, see United States v. River Rouge Impr. Co., 269 U.S. 411, 419 (1926); Colberg, Inc. v. State, 67 Cal. 2d 408, 416, 62 Cal. Rptr. 402, 410, 432 P.2d 3, 11 (1967), cert. denied, 390 U.S. 949 (1968); Michaelson v. Silver Beach Impr. Assn., 342 Mass. 251, 173 N.E.2d 273 (1961). The extent of the State's interests should not be narrowly construed because it is denominated a navigational purpose. See Zabel v. Tabb, 430 F.2d 199 (CA5 1970), cert. denied, 401 U.S. 910 (1971) (recognizing conservation as a proper interest). Since the State asserts no public need for ownership of the subject land we do not attempt to define the exact parameters of the permissible public purposes.

16. In contrast, this Court's decision in Marine Ry. & Coal Co. v. United States, 257 U.S. 47 (1971), involved a determination of federal rights in land created when the Federal Government itself filled in tidelands belonging to it under a series of interstate compacts.

17. 43 U.S.C. § 1301 et seq.

18. 108 Ariz. 258, 495 P.2d 1312 (1972).

19. 43 U.S.C. § 1301 (a)(1).

20. The legislative history of the Act indicates that it was intended to be merely confirmatory of the State's existing rights in the beds of their navigable waterways. S. Rep. No. 133, 83d Cong., 1st Sess., pt. 1, at 6-8 (1953); People v. Hector, 179 Cal. App. 2d 823, 4 Cal. Rptr. 334 (1960). See generally, 1953 U.S. Code Cong. & Admn. News, pp. 1395-1640. Congress was concerned about this Court's decision in United States v. California, 332 U.S. 19 (1947), which held that the Federal Government had a "paramount interest" in the marginal sea-lands "outside of inland waters, but within territorial limits," — and that the States had no title in those lands. See H.R. Rep. No. 1778, 80th Cong., 2d Sess., at 5 (1948). That concern is irrelevant to the case before us, which involves an inland waterway.

21. 43 U.S.C. § 1301 (f).

22. E. g., Nebraska v. Iowa, 143 U.S. 359, 365-366 (1892); Hardin v. Jordan, 140 U.S. 371 (1891); Anderson-Tully Co. v. Tingle, 166 F.2d 224, 227-228 (CA5), cert. denied, 335 U.S. 816 (1948).

23. Arizona v. Bonelli Cattle Co., 107 Ariz. 465, 489 P.2d 699, (1972) (Lockwood, J., dissenting), quoting, State v. R.E. Janes Gravel Co., 175 S.W.2d 739 (Tex. Civ. App. 1943), rev'd on other grounds sub nom. Manfrais v. State, 142 Tex. 559, 180 S.W.2d 144 (1944).

24. See sources collected at Burns v. Forbes, 412 F.2d 995, 997 n. 2 (CA3 1969); cf. Beaver v. United States, 350 F.2d 4, 11 (CA9 1965), cert. denied, 383 U.S. 937 (1966); Esso Standard Oil Co. v. Jones, 223 La. 915, 98 So. 2d 236 (1957), aff'd on rehearing, 233 La. 940, 98 So. 2d 244 (1957).

25. See, e.g., Philadelphia Co. v. Stimson, 223 U.S. 605, 633-635 (1912).

26. See discussion, at pp. 8-108 ante.

27. The State may well have an interest in the river as an interstate boundary justifying application of avulsion principles to determining the location of that boundary; "the emergence of . . . land . . . ought not in reason to have any effect upon the location of boundary line. . . ." Arkansas v. Tennessee, 246 U.S. 158, 175 (1918). But, since the land claimed by the State and petitioner is already limited by the interstate boundary, however determined, there is no such interest to compel application of avulsion principles to the disposition of title to the subject property.

28. Under the doctrine of re-emergence, when identifiable riparian land, once lost by erosion, subsequently re-emerges as a result of perceptible change in the river course, title to the surfaced land revests in its former owner. See Arkansas v. Tennessee, 246 U.S. 158, 174-175 (1917); Beaver v. United States, 350 F.2d 4, 11 (CA9 1965), cert. denied, 383 U.S. 937 (1966). The re-emergence doctrine has been accepted by a number of States, Herron v. Choctaw & Chickasaw Nations, 228 F.2d 830 (CA10 1956) (applying Oklahoma law); State v. Gill, 259 Ala. 1778 66 So. 2d 141 (1953); Esso Standard Oil Co. v. Jones, 223 La. 915, 98 So. 2d 236 (1957), aff'd on rehearing, 233 La. 940, 98 So. 2d 244 (1957); Mulvy v. Norton, 100 N.Y. 424, 3 N.E. 581 (1885). Because of the limited interest of the State in the former riverbed, we have held the doctrine of avulsion inapplicable to this suit between the State and a private riparian owner, who is seeking title to surfaced land identifiable as part of his original parcel. In that sense, we have embraced the re-emergence concept.

But we need not here determine whether, in a suit between private landowners (or in which the State claims title in some capacity other than as owner of the riverbed), the differing interests of the parties might require a holding that the rechannelization should be treated as an avulsion. Nor need we determine whether, in a suit between a riparian owner and a former owner of surfaced land, the former should take the property as an accretion or the latter as a re-emergence. It is only the State's claim to title under the equalfooting doctrine which required the invocation of federal law to resolve the instant dispute.

[4 ELR 20099]

MR. JUSTICE STEWART, dissenting.

The Court in this case holds that federal common law governs the resolution of conflicting claims to the exposed bed of a navigable river between Arizona as the owner of the river bed and a riparian landowner.1 I think this ruling emasculates the equal footing doctrine, under which this Court has, long held "that the new States since admitted have the same rights, sovereignty and jurisdiction . . . as the original States possess within their respective borders." Mumford v. Wardwell, 73 U.S. (6 Wall.) 423, 436 (1868).

After the Revolution, the original 13 States succeeded both to the Crown's title to the beds underlying navigable rivers and to its sovereignty over that property. Mumford, supra, at 436. "[T]he shores of navigable waters and the soils under the same in the original States were not granted by the Constitution to the United States, but were reserved to the several States." Ibid. If the equal footing doctrine means what it says, then the States that were later admitted to the Union must hold the same title and must exercise the same sovereignty. Weber v. Harbor Commissioners, 85 U.S. (18 Wall.) 57, 65-66 (1874); Shively v. Bowlby, 152 U.S. 1, 16 (1894); Pollard's Lessee v. Hagan, 44 U.S. (3 How.) 212, 223 (1845). Just as with other real property within a State's boundaries, an element of sovereignty over the property comprising the riverbed is the power of the State's courts to determine and apply state property rules in the resolution of conflicting claims to that property. Today, however, the Court holds that federal common law supersedes the common law property rules applied by Arizona pursuant to her sovereign authority over the property in question.

This Court has repeatedly recognized a State's power, as a function of its sovereignty over the lands within its borders, to state common law property rules such as those applied by the Supreme Court of Arizona in this case:

"Th[e] right of the States to regulate and control the shores of tide waters, and the land under them, is the same as that which is exercised by the Crown in England. In this country the same rule has been extended to our great navigable lakes . . .; and also . . . to navigable rivers . . .; but it depends on the law of each State to what waters and to what extentthis prerogative of the State over the lands under water shall be exercised." Hardin v. Jordan, 140 U.S. 370, 382 (1891).

With respect to an avulsion exposing large portions of riverbed and leading to conflicting claims to the ownership of the exposed land, virtually the twin of this case, the Court has said:

"How the land that emerges . . . shall be disposed of as between public and private ownership is a matter to be determined according to the law of each State, under the familiar doctrine that it is for the States to establish for themselves such rules of property as they deem expedient with respect to the navigable waters within their borders and the riparian lands adjacent to them. . . . Thus, [the State] may limit riparian ownership by the ordinary high-water mark . . . [or] may, in the case of an avulsion followed by a drying up of the old channel of the river, recognize the right of former riparian owners to be restored to that which they have lost through gradual erosions in times preceding the avulsion." Arkansas v. Tennessee, 246 U.S. 158, 175-176 (1918).

Along the same vein, the Court has said:

"It is generally conceded that the riparian title attaches to subsequent accretions to the land affected by the gradual and imperceptible operations of natural causes. But whether it attaches to land reclaimed by artificial means from the bed of the river or to sudden accretions produced by unusual floods is a question each State decides for itself. . . . The confusion of navigable with tide water, found [4 ELR 20100] in the monuments of the common law long prevailed in this country . . . . [It] laid the foundation in many States of doctrines with regard to the ownership of the soil in navigable waters above tidewater at variance with sound principles of public policy. Whether, as rules of property, it would now be safe to change these doctrines where they have been applied . . . is for the States themselves to determine . . . . [The decision] properly belongs to the States by their inherent sovereignty . . . ."

To put the matter bluntly, the Court's application of the equal footing doctrine in this case seems to me wholly wrong. While conceding that the later-admitted States have "the same rights, sovereignty and jurisdiction . . . as the original States possess within their respective borders," p. , ante, the Court holds that "the nature and extent of the title to the bed of a navigable stream held by the State under the equal footing doctrine" involves a "right asserted under federal law" that must be determined under the rules of federal common law. The effect of the Court's analysis is completely to undercut the equal footing doctrine. As noted above, the original States derived their sovereign rights and powers directly from the Crown after the Revolution and retained whatever powers they did not later surrender or limit in the federal Constitution. Even under the Court's "title" analysis, therefore, federal common law would not govern the conflicting claims involved here if the river were located in Massachusetts or Virginia, rather than in Arizona.

The upshot of the Court's decision is that the original 13 States are free to develop and apply their own rules of property law for the resolution of conflicting claims to an exposed bed of a river, while thoseStates admitted after the Constitution's ratification must under today's decision knuckle under to this Court's supervisory view of "federal common law." A later-admitted State like Arizona is thus not at all on an equal footing with the original States in the exercise of sovereignty over real property within its boundaries. And the vehicle used by the Court to arrive at this unjust result is, incredibly, the very doctrine that was intended to insure to the new States equal footing with the original States. Thus, the Court's strange application of the equal footing doctrine brings that constitutional principle into fundamental conflict with the purpose it was intended to serve.

It the equal footing doctrine means anything, it means that Arizona cannot be treated as a second-class State. It means that, upon admission to the Union, she received title to, and sovereignty over, the beds of navigable rivers within her boundaries, to the same extent as the original States after the Revolution. As a function of the sovereignty, Arizona courts have the power to develop and apply state common law in determining legal questions that arise with respect to this property, including conflicting claims to the bed that is later exposed by the vagaries of the river. And the power of the Arizona courts to decide this controversy under state law surely includes the power to decide it in a way that we here might think is wholly wrong.2

1. The Court emphasizes the fact that it is the State that holds the title to the river bed property. The nature of the title held by the State, however, is such that it could be conveyed to a private owner. ("[T]he settled law of this country [is] that ownership of and dominion and sovereignty over lands covered by tide water, or navigable [rivers], within the limits of the several States, belong to the respective States within which they are found, with the consequent right to use of dispose of any portion thereof. . . ." Shively v. Bowlby, 152 U.S. 1, 47 (1894); Illinois Central R. Co. v. Illinois, 146 U.S. 387, 435 (1892); United States v. Holt Bank, 270 U.S. 49, 54-55 (1926)). Since the State could hardly convey more title than it held, it would appear from the Court's opinion that federal law would also govern the resolution of conflicting claims to the exposed riverbed as between a private owner of the bed and a private riparian owner.

2. The Court implies, but does not hold, that the decision of the Arizona Supreme Court might constitute a taking of the petitioner's property without compensation, in violation of due process of law. My conviction that this infirmity was present in the decision of the Washington Supreme Court was the reason for my special concurrence in Hughes v. Washington, 389 U.S. 290, 294-298. Hughes was a case in which a state court effected a retroactive change in state property law that resulted in an unconstitutional taking of property without compensation. That, however, is not the situation here. The Arizona Supreme Court simply applied its established proerty rules with regard to the effects of avulsion, accretion, erosion, and reliction in resolving conflicting claims to the exposed riverbed. It declined the petitioner's invitation to adopt the "enlightened" re-emergence doctrine as part of the law of Arizona. This case, therefore, does not involve a retroactive alteration of state law such as would constitute an unconstitutional taking of private property.


4 ELR 20094 | Environmental Law Reporter | copyright © 1974 | All rights reserved