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Puffery or Promises: When Is Cheap Talk Actionable?

August 2017

Citation: ELR 10694

Author: Brian J. Wong

This Comment provides an overview of the securities disclosures framework and how upcoming regulations might fit in.

Brian J. Wong is senior counsel at the U.S. Securities and Exchange Commission (SEC). As a matter of policy, the SEC disclaims responsibility for any private publication or statement by any of its employees. The views expressed herein are those of the author and do not necessarily reflect the views of the Commission, of individual Commissioners, or of the author’s colleagues on the staff of the Commission.

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